INTRODUCTION
I was born in the
former Soviet
Union.
I became a dedicated chemist
in my
teens after I had seen a demonstration of chemical experiments,
arranged at a
local college for six-graders.
I was hypnotized by chemical
names,
strange formulas, and miraculous change of color right before my eyes.
Soon I
was more or less familiar with the high school chemistry, very much
ahead of
the curriculum. Yet I was open to many other things, not necessarily
bordering
with chemistry. After high school I even considered psychiatry as my
future
career. I took up chemistry, however, and joined the Soviet academe as
a
professor of chemistry in Krasnoyarsk, a large city in Siberia.
My bookshelves were stuffed
with
books on chemistry and psychiatry, but there were also physics,
biology,
mathematics, logic, Aristotle, Lucretius, Descartes, utopian
literature. I
devoured all classics of world literature. After the miracles of
chemistry had
become routine, my rich collection of folk tales from all around the
world
became a new source of magic. I would never miss any performance of
classical
music on the radio. My collection of recordings comprised the entire
serious
music of the twentieth century.
In 1977, after my fifteen voluntary Siberian years, I came back to my
native
city of Kharkov in the warm Ukraine. In the summer of 1979 I applied
for
emigration visas. By that time, however, the Soviets, in a tug of the
Cold War,
had suddenly stopped emigration and, like many thousands of other
applicants, I
was refused the visa. This is how I became a refusenik.
Having demonstrated my
disloyalty to
the Communist government by my intent to change allegiance, I was
completely
cut off the society, with no chance of any professional employment.
Neither did
I belong to the distant world of freedom. Suddenly I was able to
appreciate the
profound realism of Bosch, Breughel, Goya, Dali, and other painters of
unreal
worlds. Like in the famous picture of Maurits C. Escher, I could climb
or
descend the social stairs with equal result: they led nowhere.
The deep intellectual
isolation of
the refusal stirred up the memories of the books I read all my life.
Finally,
my disheveled thoughts started revolving around a single axis.
The introduction of set
theory by Georg Cantor in 1880 was one of a kind among
major conceptual revolutions,. While previously mathematicians had
operated
with numbers and points, set theory gave them the tool to deal with any
objects. Since set can be not only a collection of numbers but also a
collection of things, people, or ideas—and even a mix of all
three—science
acquired the language to talk about everything. With a hindsight, the
abstract
message of set theory was a promise of universal approach to the world
as a
whole, like in the times of Aristotle.
About the same
time, thermodynamics
came up with an idea of a great generality, introducing the way to
measure
chaos by entropy. Chaos was one of the most ancient pre-
scientific
concepts of humanity and
it appeared quite natural to apply the idea of entropy (Rudolf
Clausius, Ludwig
Boltzmann) to many areas beyond traditional physics. Thermodynamics
turned out
to be as universal as mathematics and not just a part of theory of heat
engines. For a while it had balked at the phenomenon of life, but in
the
twentieth century it smoothly covered the controversial area of
non-equilibrium
phenomena (Ilya Prigogine).
Thermodynamics is applicable
to very
large collections of more or less similar objects, such as molecules
exchanging
energy. Scientific publications, scientists, and large assemblies of
people are
large collections exchanging information. Economics deals with many
thousands
of entities exchanging value and information. All those areas have
already been
treated as thermodynamic systems, in spite of the defiantly
individualistic
human nature.
When in 1859 Charles Darwin discovered some intimate mechanisms of
large
assemblies of organisms, he expressed them in anthropomorphic terms of
struggle
for existence, competition, and selection. That was a new class of
phenomena of
universal importance well beyond biology. About one hundred years later
it
became clear that organisms were involved in exchange of genetic
material. In
due time, the concept of information, rooted in the much older concept
of
entropy, embraced humans, organisms, and machines, as well as yet
unheard and
unseen aliens from distant galaxies. The spreading of universal
messages of
science over previously isolated fields of knowledge has been typical
for the
twentieth century: a fascinating picture to watch.
In the second half of this
century
it looked like science—so successful and omnipotent with polymers,
genes,
semiconductors, and computers—should be able to answer any question
about
individuals and societies. Complex phenomena, however, have been hardly
understandable and even less manageable.
Moreover, a new dark cloud
appeared
on the intellectual horizon. Complex phenomena—whether they were called
dynamic
systems, adaptive systems, or ordered chaos—seemed to be unpredictable
in
principle. Although we are moving toward an integral vision of the
world, we
feel ourselves more and more like the ancient Greeks who knew that gods
always
had the last word. Chance is the Zeus of the new Pantheon.
As a chemist, watching the
conceptual drama of modern science, recorded in scores of popular
books, I felt
myself far away from the center stage. While mathematics with sets and
probabilities, physics with thermodynamics, and biology with selection
had
universal messages reaching far beyond their immediate fields, chemists
stayed
fixed on stirring their bubbling pots. Bright undergraduates dozed at
lectures
on chemistry and kept complaining that chemistry had no theory.
Although
organic chemistry had developed its own theory of a distinctive beauty,
chemistry remained almost entirely descriptive and the theory was more
hindsight than foreseeing. Yet I believed that chemistry, too, might
have a
universal message. It started taking shape in my mind.
Practically all comments to
the folk
tales in my collection contained references to a book by the Russian
ethnographer Vladimir Propp, (1971), who systematized Russian folk
tales as
"molecules" consisting of the same "atoms" of plot arranged
in different ways, and even wrote their formulas. His book was
published in the
30's, when Claude Levi-Strauss, the founder of what became known as
structuralism, was studying another kind of “molecules:” the structures
of
kinship in tribes of Brazil. Remarkably, this time a promise of a
generalized
and unifying vision of the world was coming from a source in
humanities. What
later happened to structuralism, however, is a different story, but the
opportunity to build a bridge between sciences and humanities was
missed. The
competitive and pugnacious humanities could be a rough terrain.
I believed that chemistry
carried a
universal message about changes in systems that could be described in
terms of
elements and bonds between them. Chemistry was a particular branch of a
much
more general science about breaking and establishing bonds. It was not
just
about molecules: a small minority of hothead human "molecules" drove
a society toward change. A nation could be hot or cold. A child playing
with
Lego and a poet looking for a word to combine with others were in the
company
of a chemist synthesizing a drug.
Chemistry has always been
the most
voluminous science. The yearly crop of chemical knowledge is densely
packed
into dozens of thousands of pages of Chemical Abstracts, where original
articles can be compressed in a few lines of a short digest. Some
chemical
compounds include millions of atoms arranged in a strict order. It will
be hard
to find another science as well adapted to dealing with complexity as
chemistry.
In 1979 I heard
about a mathematician who tried to list everything in the world. I
easily found
in a bookstore the first volume of Pattern Theory by Ulf
Grenander
(1976), translated into Russian.
As soon as I had opened the
book, I
saw that it was exactly what I was looking for and what I called
"meta-chemistry," i.e., something more general than chemistry, which
included chemistry as an application, together with many other
applications. I
can never forget the physical sensation of a great intellectual power
that
gushed into my face from the pages of that book.
Although the mathematics in the book was well above my level, Ulf
Grenander's
basic idea was clear. He described the world in terms of structures
built of
abstract "atoms" possessing bonds to be selectively linked with each
other. Body movements, society, pattern of a fabric, chemical
compounds, and
scientific hypothesis—everything could be described in the atomistic
way that
had always been considered indigenous for chemistry. Grenander called
his
“atoms of Everything” generators, which tells something to
those who are
familiar with group theory, but for the rest of us could be a good
little
metaphor for generating complexity from simplicity. Generators
had
affinities to each other and could form bonds of various strength.
Atomism is a millennia old
idea. In
the next striking step so much appealing to a chemist, Ulf Grenander
outlined
the foundation of a universal "physical chemistry" able to approach
not only fixed structures but also "reactions" they could undergo.
By that time, due to innumerable discussions with my refusenik friend
Eugene
Chudnovsky, as unemployed as I was at that time, now professor of
physics at
the City University of New York, I got very much interested in the
problem of
origin of life. From him I learned about nonequilibrium thermodynamics
of Ilya
Prigogine, works of Manfred Eigen on molecular evolution, and the
physical
picture of the world in general. Origin of life represented for me a
more
general question: how everything evolved from nothing. I hoped to find
a clue
in pattern theory.
Oddly, the refusal brought
me both
freedom from small everyday problems and a piece of mind that I had
never had
before. Only two problems occupied my mind—mere survival and future
freedom—while petty troubles attacked an average Soviet citizen like
the birds
in the Alfred Hitchcock's movie.
I was unable to wait
patiently until
a turnaround in Soviet politics would open the door slammed into the
face of
thousands potential emigrants, and the watchful eye of the Soviet
secret police
soon noticed my anger. In 1983, after four years in the refusal, I was
arrested
and put on trial for defaming the Soviet system. I wound up in a
Siberian labor
camp.
My trial, in which I took no
part,
revived my old interest in abstract problems. I was accused of making a
statement in an open postcard sent abroad that I had been illegally
detained in
Russia, harassed, and the escalation of harassment could lead to my
imprisonment. That was qualified as defaming the Soviet system because
nobody
could be arrested in Russia without any crime. Therefore, I was in fact
arrested and punished for having predicted that I would be arrested and
punished. There was little I could do but trust the hidden abilities of
my body
and the defenders of human rights abroad.
It was a typical logical
paradox, a
strange loop, as Douglas R. Hofstadter called it in his fascinating Goedel,
Escher, Bach (Hofstadter, 1989).
As soon as I had been able
to buy a
notebook in the labor camp, I started writing. I did not have more than
half an
hour a day for writing, and not every day. Even if I had more time, I
would not
be able to extract more energy from prison food. But I had over one
thousand
days.
In the camp I had no scientific literature at all. During the third
year, I
learned from a friend that the third volume of Ulf Grenander's book had
been
translated into Russian. Sending books to prisoners was forbidden.
Nevertheless, probably, because it was 1985, and Mikhail Gorbachev came
to
power, the book reached me in the camp.
At the end of my term, I
took out
the metal coil from my spiral-bound notebook and sent the pages as
letters.
When I came home in 1986, I assembled the notebook with the coil and
covers
that I had brought with me from the camp.
In 1987 my family and I came
to the
USA. I managed to resume my professional career as scientist. In my
free time I
was writing a book about my recent past where I told mostly about my
search for
the clue to the Russian mystery, as well as the mystery of complexity,
against
the backdrop of the camp life. My Memoirs of 1984 were
published in 1993
by the University Press of America.
The time came to retrieve my
old
spiral notebook. After many years it still seemed to contain some sound
ideas.
In a library I ran into proceedings of a symposium on complexity held
in
Montpellier, France, in 1984, the peak of my Orwellian adventures, see Complexity
(1985). I resumed reading literature on complexity, the new emerging
field of
knowledge, of which the chemists—the born navigators through
complexity—kept
staying away.
I had lived in Rhode Island
since
1988, but only in 1994 I finally met Ulf Grenander, professor of
mathematics at
Brown University, Providence, RI. His new book on pattern theory had
just been
published.
This book is exactly about what the title says: the New and the
Different. It
analyzes the very idea of novelty. We use this word every day (new
mousetrap,
new policy, new approach, new idea, new lipstick, new novel), but what
it means
to be new? And what it means to be just a different variety of a known
brand?
This is the main subject of the book.. To answer this question in a
rather
straightforward way, I used the ideas of pattern theory .
After this introduction,
"The time has
come," the
walrus said,
"To talk of many things:
Of shoes—and ships—and sealing-wax—
Of cabbages—and kings—
And why the sea is boiling hot—
And whether pigs have wings.