| Yuri
Tarnopolsky
ESSAYS
Essay 48. Motives and Opportunities
|
Essay
48. Motives and Opportunities This Essay continues previous publications in simplicity and complexity, exploring the generalized chemistry of history. PART 1: HISTORY AS COURT CASE, TASK, AND GAME ![]() I contend that all cultures are built on
fertile fallacies
George Soros, The Age of Fallibility,
Public Affairs, NY, 2006, p. 27 I respect
human fallacies: they are construction scaffolds to
understanding, left in place after the building is
completed. A fallacy can even outlive the building.
Without illusions and delusions mixing into the substance
of arts and humanities the colorful world would be black
and white. The hard cold truth tells us about the world
around us, but the fallacy is a window into our own minds,
for as long as we cannot bore a hole in each scull. But how to
distinguish between the true knowledge and the fallacy? A fallacy
constantly splits and fragments into diverging versions
while truth contracts, streamlines, and cuts off its
branches. A truth can wither away, a fallacy can thrive
and bloom, but the truth does not call for an army to
defend itself, while a fallacy is always on somebody's
battle banner—or
worn on the sleeve. Fierce dogs guard a fallacy, stern
gardeners attend to it, and a collection can is at the
entrance. The truth is a dusty roadside apple tree, from
which anybody can pluck a fruit. Ideas of
three modern prolific authors have attracted my attention
as stand-alone phenomena of the new stage of human
history: the stage of postmodernity. I have already
reflected on it, but the problem of ambivalence regarding
truth and fallacy still fascinates me. Nobody
knows what exactly postmodernity means because we have
been living in it for a long time, but I still remember
modernity as a civil religion of knowledge—knowledge as
the opposite of ignorance like honor as the opposite of
shame. Moral ideals of modernity, as it looks from today,
were inseparable from the concept of service (to science,
humanity, beauty, nation, community) as a secular
counterpart of worship. Today all that is an old man's car
in the ageless culture of self-indulgence. You can drive
it anywhere, but... Today is the opposite of
always. The roots
of the apparently outdated modernity, never yet
acknowledged as fallacy, can be traced back to the Greeks
and the moral teachings of the East. The art of telling
right from wrong and honor from disgrace is a fallacy
exactly because it splits into contradicting schools. The
question that makes me restless is whether this fallacy
can lead us to any firm knowledge. Simply speaking, can we
perceive and study modern history, still splashed with
blood and reeking of putrefaction, without moral
categories? One of the
advantages of my previous life was that the officially
sanctioned Soviet Russian culture was enclosed
within the classical walls of Antiquity, Renaissance,
Enlightenment, and Modernity and protected by the iron
curtain from the inflow of contemporary Western ideas. My
ignorance of postmodernity ensured a contrasting
background to my American impressions and made my
discovery of America a great perpetual joy. The tree
highly stimulating authors for wider audience, whose books
have been attracting my attention, are Noam Chomsky,
Niall Ferguson, and George Soros. Their positions,
neither a verifiable truth, nor a provable fallacy,
exemplify some problems with our understanding of history.
I am in no way critical about their ideas, but this is
exactly the point: I lack any firm ground for a stance. Noam Chomsky Noam
Chomsky approaches modern history with a strict code of
justice and announces his verdict of "guilty as
charged" for the aggressive American foreign policy. I am
not going to analyze his books, the texture of which is a
dense net of names, dates, places, events, and references
to sources spooned out, along the taste of the author,
from a vast cauldron of all countless and contradicting
private opinions. He judges with a Roman Code of
Law, where crimes and punishments are listed explicitly,
not with the Common Law based on a precedent. He is both
Prosecutor and Judge and there is no Jury. One cannot
argue with Noam Chomsky sarcasms unless by expressing yet
another opinion, which is, of course, useless. My
own opinion on a single particular issue, see APPENDIX
1, but a general question arises: Question: how to judge
history?
George Soros I believe
that George Soros, with whom I wholeheartedly sympathize,
occupies a distinct and, probably, unique position among
modern authors. This is how he himself describes his
uniqueness: I
believe I combine three qualifications. First, I have
developed a conceptual framework that has given me a
certain understanding of history, and, in particular,
what I call far-from-equilibrium situations; second, I
have a set of firm ethical and political beliefs; and
third, I have made a lot of money. Many people have one
or two of these attributes, but the combination of all
three is unusual.
(The Age of Fallibility, page x) I would
add more points of distinction. I regard George Soros as
an experimental scientist in the area of "social
chemistry." I realize, that memoirs of any high rank
public personality can be seen as a lifelong experiment,
but he: (1) has been
doing his experiments in the most recent times and in new
and foreseeable in the near future environment, i.e.,
beyond archival significance, (2)
experimented with the most powerful form of social energy
known in that environment: money, (3) applied
private money to non-profit political ends on large scale, (4) combined
empirical knowledge with a clear cut and concise set of
general ideas, (5) as far as
I can judge, left an objective record of both positive and
negative results of the experiments, all of them
verifiable, (6) did all
that being neither a politician nor an academic, i.e.,
free from the guild codes of any kind, (7)
experienced life in both closed and free societies. George
Soros, the modern homo faber (see The Visible
Hands: Homo Faber and the Chemistry of History
), in fact experimented with history, trying to
influence it not as a king, president, or gray cardinal,
but as a private person. I would compare his stance with
the Archimedean promise to move
the
Earth with a lever, given the place to stand on. George
Soros advances two clear ideas with which I not only
sympathize but consider as fundamental as principles of
thermodynamics: our inherent fallibility in human matters
and the principle of open to all ideas society that can at
least partially compensate for the limitations of our
individual judgments. The
movement of heavenly bodies and the hatching of eggs
occur no matter what we think about them. They are the
objects of knowledge. The
same cannot be said when we think about reality as a
whole, or about phenomena that have human participants.
When we ourselves participate in the events we think
about, the complications become much more pervasive. Not
only is our knowledge incomplete, but, more important,
our imperfect understanding or fallibility becomes part
of reality. (George Soros, The Age of Fallibility,
p. 4) There are
two kinds of sensitive points on human body: hope and
fear. Money acts on the hope points. Violence expects the
response of fear. Both threat and reward have always been
driving history, but, regarding the new environment that I
have mentioned in my points, opulence and violence today
take forms that seemed extinguished since the times of
ancient despots. Dispensing
his wealth, George Soros has accumulated and shared a
great experience, both positive and not less valuable
negative one, with stepping on the money-sensitive points of the
global body and using them to leverage history toward open
horizons and in the direction of hope, pushing through
unintended consequences. To
summarize, George Soros has formulated one of the most
productive kinds of theoretical principles: another principle
of impossibility, on par with the impossibility of
eternal motion (or, for that matter, anything
supernatural), and the uncertainty principle. Quite naturally,
such principles can be met with disbelief and opposition,
especially in the market society. You cannot get
grant for research in impossibility. At best, you
can sell an emperor's new clothes. Question: What does it
take to turn history around? Niall Ferguson Niall
Ferguson sees human history at any moment as a set of
alternatives. He is not pushing any grand theory and he
never forgets to add a dash of irony to any dressing over
raw facts. His speculations are always intriguing and
stimulating. He seems to apply the all-encompassing
syncretic approach to the long range history (long
durée of Fernand Braudel) to short-range events. As a
master historian Ferguson invites the lay reader to learn
through playing games and evaluating one alternative
against another or, for that matter, against what actually
happened. Chess is the closest analogy for Niall
Ferguson's vision of history and he has his own favorite
gambits, for example, the imperial predestination of
USA. Question: What are the
rules of the game in history? The three
views of history—as
court case , task, and game—serve me as a triple
point of departure for my own chemical view of the
short range history, i.e., events commensurable with the
span of individual human life. Since Herodotus,
historians have preferred this time scale for the episodes
of the narrative. Regarding the time horizon of active
interests, kings, commoners, and chemists differ little. But first
a few words about the long durée (long
run). All which can be said by physical sciences
about it amounts to very general statements of
non-equilibrium thermodynamics. In short, history, probably,
is going to run its course while the sources of energy
last and nothing unexpected happens. Thermodynamics is
mute about the nature of the course
and especially about anything unexpected.
It is the unexpected, however, that is mostly responsible
for the fallibility of social sciences. I call the
unexpected novelty. The unexpectedness of novelty is
not absolute, but this is one of the most tricky
questions in the area of simplicity-complexity ("Does
novelty has a measure?" or "Is novelty predictable?") , to
which I still do not have a good answer. I can only distinguish
between the new and the different. As an example of the thermodynamic view
of history, I see the entire history starting from the
initial spark of the Industrial Revolution in England as a
process of accelerating burning of mineral fuel and using
the energy for growing the mass of man-made things. Technos, which is
a form of generalized non-chemical life, multiplies along
a mutating template, competes, uses humans as enzymes in
its metabolism, and dies. Our civilization of things is, from the
point of view of non-equilibrium thermodynamics (partly
coming from Werner Heisenberg) , a single organism in
which homo
sapience performs two very different and
formally contradicting functions: enzymatic order as
realization (expression) of the template and creative
chaos as source of mutations in the template. The template
(genetic material) is the totality of all stored
information, including science, ideology, culture,
technology, and art, i.e., the blueprint and flesh of
civilization. More about it, see The Visible
Hands: Homo Faber and the Chemistry of History.
Things are a life form and this is why I
capitalize Things in this meaning. They include
services. Obviously, the explosive spread of the
fire cannot go forever, which is the only reliably
expected thing, and we are already expecting
unexpected short-range consequences. In the long
run, life on earth will come to equilibrium with the
supply of energy, whether we want it or not, and the
growth of the garbage dumps, where our gadgets end up
their short lives, will slow down. Most probably, this
equilibrium will break down later, although we do not know
in what way. The main
meta-chemical thesis is that the most probable state
in the short run is that toward which the fastest
processes—small local fires, so to speak—run. In the long
run, a temporary steady state is the most
probable. When economists and politicians speak about
equilibrium, they mean, usually not even realizing that,
steady state ( a Guiney pig in a wheel), which for all
phenomena in living systems is far from thermodynamic
equilibrium. Sources of energy enter any social equation
for long durée. In the
short run, however, we have much more options and the game
of survival promises less gloom and more fun. Various
local fires compete for the most abundant fuel and one can
use various tricks to protect his own source of heat to
warm hands and bring water for coffee to a boil. That the
time of scarcity is a great business opportunity has
been already noted in the press (and much earlier by Rhett
Butler in Gone with the Wind). Chemistry
has its own peculiar relation with the unexpected
that can pop up as reality in the future. The chemist can
not only anticipate a novelty, up to a point, but also
forcefully push it to reality ahead of other anticipated
things. The chemistry of private life, business, and
politics works by the same yet unwritten meta-chemical
handbook. See The New
and the Different and other entries in complexity.
In short,
the chemist—modern
Pygmalion—first draws a chemical structure—his Galatea—and
then designs a practical way of bringing it to life, not
relying on gods and chances. Of course, this is what every inventor does, but let us remember that whoever invented life on Earth was a chemist. PART 2: HISTORY IN THE GLOBAL FLASK
Following
the principle of impossibility of supernatural causes,
human history is a natural process and there must be
some area of consensus about what it is, how
it runs, where to, and why. But is it possible at all to
have such consensus over something as complicated as
modern history? As a
preview of possible areas of consensus-only as a
hypothetical example-I can formulate the following , at
first glance counter-intuitive, principles, applicable
only to very large evolving complex systems
(X-systems): 1. The
accuracy of predicting the future of a system increases
with the complexity of the system. 2. The
trend of a complex system is increasingly harder to
reverse in the course of time. 3.
Nevertheless, the trend of a complex system always changes
with time, which is a property of all non-equilibrium
systems. The meaning of all three principles
amounts to emphasizing the inertia of complex systems.
As soon as the system becomes stable, i.e., close to a
steady state or steady growth, its very complexity
supports the trend, which always ends in a relatively fast
or abrupt change. The property behind such inference
is rather simple: the probability of many simultaneous
independent events is very low. How low? As
low as to have a US president who is good-looking, highly
intelligent, widely educated, eloquent, tolerant,
flexible, honest, good athlete, strong commander-in-chief,
excellent leader, visionary, universally respected,
even by the other party, adored by women, and a father of
an equally outstanding family. A complex system tends to remain the
same because each change is mostly local and many such
simultaneous changes are improbable. As an
evidence that such apparently lightweight principles,
regardless of their validity, can have real scientific
values, I quote tree out of seven The
Golden
Rules of Organic Chemistry formulated by Brent
Iverson, Professor of University of Texas at Austin
at his web site. [Unfortunately, the old links are dead -
2009]. 2. The most important question in
chemistry is: "Where are the electrons?" 3. Nature hates unpaired electrons. 4. Nature hates localized charges. As Brent Iverson justly notes, ![]()
These
simple
ideas explain a very large number of things about
the way organic molecules interact. Thus,
understanding the 7 Golden Rules will allow you to
develop an intuitive feel for organic chemistry, and
things will make sense! (Warning: this means you
will start thinking like a chemist, but, of course,
no one needs to know if you don't want them to
know).
As a
chemist, I testify that examination of the above
deceitfully naïve rules opens to a student of
chemistry, an extremely complex body of knowledge, a
way down to the very depths. A student can master
chemistry exactly because its underlying principles are
dramatically less complex than the immense bulk of
chemical knowledge. I enthusiastically cheer the following
maxim of Iverson: A
good way to think about chemical reactions is that they
are like crimes. Both crimes and chemical reactions need
motive and opportunity to take place. This is how I
sometimes instructed my own students. If so,
then probably a good way to think about
crimes, glorious and infamous human deeds, and historical
events is
that they are like chemical reactions. The hope
to find some firm and common ground in human matters seems
to contradict the principle of inherent fallibility. In
fact, by adjusting our angle of view and distance from the
object we still can outline the limits for the fallibility
itself. Let us start with distance. ~ ~ ~ ~ ~ DISTANCE
~ ~ ~ |< ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~>|~ ~ ~ ~ Reading Hegemony
of Survival: American Quest for Global Dominance (Metropolitan Books, New York,
2003), I was intrigued by Noam Chomsky's casual
hint to a possible solution. As
an
intellectual exercise, let's imagine how the "Stevenson
moment" [discovery of Soviet missiles in Cuba in 1962 ]
might be viewed by a hypothetical extraterrestrial
observer. Call him Martian, and assume that he is free
from earthly systems of doctrine and ideology (Noam
Chomsky, Hegemony of Survival, p.75). "Reflecting
on this distinction, Martian should recall that..."
This is how Noam Chomsky begins his argumentation. What
follows further in the chapter is an illustration of how
anybody's, even the imaginary Martian's, interpretation of
history can be bound by doctrine and ideology, but it is
beyond my point (see APPENDIX 2). I find
Chomsky's Martian approach very close to that of natural
sciences: compare the state of the object at a series of
consecutive moments of time and remove yourself from the
picture. Recurring to the Martians for help, we thus
eliminate one common source of fallibility, but there
could be some price to pay. Thus, the Martian could
not share our yes-or-not view of formal statements and
decisions, certainly not shared today by many sciences. Consider three examples. 1. A
chemical bond is either locked or broken. 2. The nut
in human hand is either with a bolt inside or detached. 3. The
candidate is either elected or not. A single snapshot of all three half-way
situations would not tell us anything about the direction
and timing of the change. Two observations may not be of
any help, either. In real
life it is quite normal that a chemical bond is in the
process of breaking up but it may remain intact
indefinitely or immediately snap back. The nut is
half-screwed on the bolt and can move in either direction
because the worker changed his mind. Two presidential
candidates could be waiting for something like the Florida
recount of 2000. Looking at
an airliner taking off from Boston, we cannot tell for
quite a while whether its destination is Seattle, OR, or
Portland, WA. Similarly, after the capture of Baghdad we
could not predict either the ultimate failure of the Iraq
war or a triumphant victory, although the mood in
Washington was predominantly optimistic. To support
Chomsky's thesis, although Paris was not as far removed
from America as Mars, the pessimistic expectations in that
precautious European capital were well founded.
Distance certainly helps. What about time? ~ ~ ~ ~ ~ TIME
~ ~ ~ ~ / ~ ~ ~ ~ ~ / ~ ~ ~ ~ / ~ ~ ~ ~ / ~ ~ ~ -> Somebody
knew for sure the destination of the airliner leaving
Boston. This can be confirmed by facts leading us to the
whole design and mechanics of air transportation. The
ancient picture of the world included somebody who knew
our destination in life and sometimes could even intervene
in the journey. This, however, is not supported by either
facts or the mechanism. The flight is natural because the
development of aviation and a particular schedule are
events of larger history. Or, to put it differently, the
flight—event
historically minuscule but potentially momentous for a
passenger and sometimes even historically critical—could be
traced back to it causes. Thus the
four flights on September 11, 2001, one of them from
Boston, were of historic importance not visible at the
take-offs. As it turned out, the flights were a
culmination of a long story and still unfinished story The
Iraq war has been one of the enveloping episodes. It took
two to three years before the true direction of the change
in Iraq became visible in Washington, which does not mean
it could not be changed. A modern Tamerlane (see Essay
47: The War) would create a democratic (or
autocratic—whatever
you pay for) Iraq in a jiffy, and, probably, with less
overall bloodletting than Iraq was destined to
suffer in American hands. But, again, nobody could
tell for how long the result would last. Strictly
speaking, the American failure in Iraq is probable, but
how probable—nobody
can tell. The
distinction between fast and slow processes is the
cardinal property of complex evolving systems. To
understand what is going on, we need an ability to tune up
our observations to variable time scale. Where in the long
run we see a discrete yes-or-no instantaneous transition,
like the abolition of slavery in America, a finer
resolution shows a long and painful process. The dates of
birth and death of a person in a reference can
encase a long, glorious, but tortuous personal story. The
genetic template for molecular life, a particular cultural
tradition, and a specific social template for a pre-modern
society all developed on a time scale much longer than the
individual life. The acceleration began in Middle Ages
with the first medieval empires in Europe. The split
within Western Christianity (Reformation) and the split
within Marxism (Democratic Socialism) took less than a
century. The unique Soviet Communist system was born and
put to sleep within the time span of one human life.
Modern civilization is dynamic: development of a product,
tradition, ideology, and institution typically happen
within a few decades at most. Major new technologies of
the twentieth century were developed within one
generation. Within a decade or less a technology
becomes obsolete. Chemistry
has a peculiar relation with time, straddling the border
fence between inanimate matter and human matters. The
reason for that is that chemistry a science of
transformations in complex systems. It holds the key to
complexity of any kind. ~ ~
~ ~ ~ CHEMISTRY ~ ~ ~ / ~ ~ A—B ~ ~ /
~ ~ ~ ~ / ~ A B ~ ~ ~ / ~ ~ ~ If
the similarity between the state of a chemical bond, the
fate of the bolt and nut couple, and the outcome of
election looks convincing, we can take the chemical case
as a kind of a model of an event, or a pattern of a
transformation of complex systems. The list
of configurations under the pattern can be expanded
indefinitely. The outcome of any modern marriage is as
close to basic chemistry as it could be. In the same vein,
presidential campaign invokes wooing the voter as if he or
she were a sweetheart, the outcome being defined by
chemistry as well as calculation. Finally, the war has its
own chemistry, in which full of life human beings turn
into a pile of corpses. Chemical
reaction would look like a suitable ideogram
(a clear-cut case of a general pattern, see complexity)
were it not too complex for an average reader.
Unfortunately, chemistry is not yet a popular science,
while an ideogram requires simplicity. I consider
organic chemistry one of the simplest (as well as complex;
but both cannot be said about physics in the same breath)
and most consequential sciences. It is terribly
misrepresented and misunderstood at high schools and
colleges (not so at the University of Texas at Austin),
but I am powerless here. I can only recommend The New
and the Different, and History
as Points and Lines in spite of all their
shortcomings, as an extended parallel between chemistry,
Lego, and everything else. I have,
however, a candidacy of perfect simplicity for an ideogram
of a change. The original idea comes from Ulf Grenander,
who analyzed pattern properties of stories in his works.
In History
as Points and Lines Ulf Grenander and I gave
some examples. I had run
recently into a book (Christopher Booker, The
Seven Basic Plots: Why We Tell Stories. New York, London:
Continuum, 2005) that provided me with a
non-trivial ideogram for chemistry, history, and
everything in between: story. History
consists of stories, fairy tales are stories, and
literature is a collection of stories. Well, Waiting
for Godot and intimate poetry may be not; but what
are they? Manufacturing a car is two separate stories:
concept and design of the model and assembling it from the
parts (each part with its own story). A war and a war
movie are stories, both, like making a car, with design
and execution stages, although somewhat intermixed.
Obviously, history is a story, but what about chemical
stories? There are
two basic stories in chemistry. A typical experimental
story describes a chemical reaction in the lab, beginning
with the description of starting chemicals, sometimes,
their origin and purity, equipment, and all consecutive
operations such as mixing, heating, cooling, filtration,
distillation, crystallization, etc., see APPENDIX 3.
A story can be very long, consisting of multiple chapters,
as it is the case for most complex pharmaceuticals. It
looks more like a movie script than a novel. Its
detailed description can be reproduced, verified, and
possibly improved by any other chemist. We
encounter another type of a story in theoretical
chemistry, in which we are interested with what actually
happens with participating molecules, how the
transformation starts, what bonds break up and lock in
which order, what are alternatives (which usually run
simultaneously in chemical reactions), what increases the
speed of the transformation or slows it down. This kind of
story requires a lot of imagination. In most cases
we cannot see what actually happens, except for the
beginning and end, and the chemist has to reconstruct a
crime without witnesses. I wish to
emphasize that the chemist who works in chemical synthesis
often designs a molecule that has never existed (stage
1A), designs a way to bring it to material existence
(stage 1B), and then actually materializes it (stage 2).
If unsuccessful, the chemist designs another way and in
the absolute majority of cases succeeds. If not, the
molecule is too unstable, which does not happens
too often. In the
same words—design
of the goal, plan of the way to it, and its realization—we can
describe any human venture, whether public, or private, or
personal. In History
as Points and Lines we discuss the chemistry of one
of Goethe's books ( p. 258). Here I would take a
different example from Ovid, a great poet of Ancient
Rome. (Born: Publius Ovidius Naso, 43BC- around
AD17). ~ ~ ~ ~ OVID ~ ~ In Book 1 of Metamorphoses
Ovid
tells the story of Io, a beautiful daughter of a river
god. She tried to flee from the passion of Jupiter.
But the God called
forth a heavy shadow which involved the
wide extended earth, and stopped her flight and
ravished in that cloud her chastity. Goddess Juno noticed the cloud and,
experienced in such matters, suspected her husband. But
Jove had known the
coming of his queen. He had transformed the
lovely Io, so that she appeared a
milk white heifer-formed so beautiful and
fair that envious Juno gazed on her. A rich, intricate, and moving story
follows (which I omit with regret). In the end, Juno
decides to return Io to her human form. And
now imperial Juno, pacified, permitted
Io to resume her form, — at
once the hair fell from her snowy sides; the
horns absorbed, her dilate orbs decreased; the
opening of her jaws contracted; hands appeared
and shoulders; and each transformed hoof became
five nails. And every mark or form that
gave the semblance of a heifer changed, except
her fair white skin; and the glad Nymph was
raised erect and stood upon her feet. But
long the very thought of speech, that she might
bellow as a heifer, filled her mind with
terror, till the words so long forgot for
some sufficient cause were tried once more. A parallel between chemical and poetic
transformations first occurred to me while reading Ovid in
my youth. About the same time I found out that the Chinese
characters for chemistry meant transformation
(change) science. Most characters are the same
for both languages. CHEMISTRY: 化 学 kagaku (Japanese) , 化學 (simplified 化 学 ) huàxué (Chinese) NOTE:
The Chinese interpretation of the characters here comes
from the excellent site zhongwen. It is
a gateway not only to a language, but also to the
workings of an ancient but surprisingly modern human
mind. Japanese language, which uses Chinese characters, was my first contact with ideograms. Thus, the character 化 consists of two side by side parts having independent symbolic meanings. The right element in huà, "transformed," by the way, is the same sign as the "person" on the left, only upside down. It gives character its pronunciation ("phonetic"). The character xué consists of three components arranged vertically. The top part (hands) is the phonetic component that determines the sound. The middle component, Many years later, under the influence of Pattern Theory (Ulf Grenander), I came to see ideogram as a tool of understanding evolving complex systems. In Pattern Theory it is called template, a typical configuration that can be transformed into other regular configurations of the same pattern. I simply expand it over abstract ideas—something that Rene Thom first attempted to do. For details, search complexity. Back to Ovid. He was very thorough in his descriptions of transformations. The story of Io is slightly irregular because Ovid omitted the description of the initial transformation when it actually happened. Instead, Ovid described the reverse transformation from heifer into human form in his usual step-by-step manner, as chemists report their stories. By the way, elementary acts of chemical reactions are in principle reversible. ![]() I hope I do not violate copyright by
presenting here a beautiful illustration
to
the story of Io. It is borrowed from the site of Frank
Horvat who published, among others, a series of
photos along motives of Ovid. EXERCISE:
Looking at the picture of Io on the left, we cannot tell
the direction of transformation. But we can always tell
whether a large bridge is in the state of building or
dismantling. Why? I bring together Ovid, Chinese
characters, and chemistry in order to illustrate—rather than
formulate and define—my favorite
idea: we might have a better understanding of the complex
world by complementing the exact scientific knowledge, the
less available the more complex the object, with a vertical
pattern view that does not recognize borders in the
cognitive plane. This cannot be achieved by presenting any
comprehensive theory or, for that matter, anything
considered scientific in the classical tradition of
reproducibility of knowledge. Understanding is a process
of movement toward a common language rather than common
closed logical system: a walk toward the receding
horizon. A common language of discussion,
therefore, is the necessary condition of understanding,
and my three examples in Part 1 show that as far
as history and humanities in general are concerned, there
is no such language. To have a common language in
arts would be a disaster, as much a disaster as the
absence of common language in complex human matters. The
linguistics of the use of characters in
Chinese and Japanese languages is much more complicated
than any simplistic summary. Nevertheless, in vague terms,
the origin of the Chinese system of writing
exemplifies a kind of a tool for mutual understanding
based on visual symbols for ideas rather than phonetic
signs. One possible—but
not sufficient—reason
is the limited number of syllables in Chinese language:
about 400, or 1000-1400 with tonal variations.
PART
3: CHEMISTRY OF INSTABILITY
Brent Iverson's site has a collection
of animated movies
portraying
various chemical transformations. One of the movies (Substitution
Reaction) consists of three parts shown schematically as
three lines of the following picture. ![]() This is
what happens in the movie: 1. The red
and white hydroxyl HO moves toward methyl
chloride CH3Cl. 2. The
collision leads to a formation of the short-living
transition state. 3. The
transition state rearranges and splits chloride Cl . The
following very primitive animation illustrates what
happens in principle, but not in detail. ![]() The transition state in the above
pictures is not directly observable, quite like a
typical crime in a thriller and often in life. It was
originally deduced in 1935 (Edward D. Hughes and
Christopher Ingold) by examination of the entire
evidence. It remains a classic detective story of
chemistry, in which a pair of gloves (really!) plays a
decisive role. The process somewhat reminds a
collision of a billiard ball with two adjacent
others. The collision itself (line 2) is very
short as compared with the preceding and subsequent
movement of the balls. ![]() On transition state see also Essay 23. On the Architecture of Change and complexity. ![]() On
transition state see also Essay 23. On the
Architecture of Change and complexity. ß
In comparison with the spectacular Terminator movies, the
chemical transformation may seem unimpressive. It takes
some preparation to see that the chemical movies show-for
a short time-the same chimeras as blends of humans and
wolves in the werewolf movies or a human shape and a
machine (or metallic fluid) in the Terminator movies. A typical
story—variations are
possible—starts
with some ordinary and stable way of affairs. Suddenly, or
within a short time, life becomes perturbed and confused
and the colliding characters are drawn into a chain of
events and configurations over which they have no power.
Stress and confusion at some point reach maximum, after
which the tension and uncertainty are resolved and life of
the main character, if he or she survives, returns
to a new or the same routine. In horror movies the viewer
sometimes is warned at the very end that the quiet life
will not last. Crane
Brinton in his The Anatomy of Revolution (New York, Random House, 1965)
described revolutions in terms of a fever that starts out
of the blue (not so unexpected with a hindsight),
flares up, reaches the climax and ends
up with a convalescence, not without a few
relapses, guaranteed to the revolution but not all
its participants. The world
wars and the subsequent Vietnam and Iraq wars have been
always read as horror stories. The Iraq war, increasingly
nightmarish, is the ongoing live example of a
story. The only good thing is that all such stories
end, not necessarily happily. Unfortunately, wars
are the chain smoking of the globe. Leo
Tolstoy, long before modern historians, used the chemical
metaphor of ferment to analyze the large
scale historical events like the Napoleonic wars. Similarly,
a chemist takes from the shelves some liquids or crystals
that could sit there for years, assembles some simple
equipment, and pushes the starting chemicals into a chain
of complex internal transformations and external
manipulations. The chemist ends up with a new set of
liquids or solids, one or a few of which are labeled and
put on the shelf and the rest are discarded. Having
issued the order to invade Iraq, President Bush,
started a historical chemical reaction between two very
different human substances. Historians will record its
outcome and put the record on the bookshelves, but today,
in 2007, we are still in the middle of the long story,
with many thousands of discarded human lives, wasted
resources, and mangled equipment. In the language of
chemistry, we are in the transition state from one stable
way of life to another, more or less stable than the
previous one. What the
movie Substitution
Reaction does not show is the change of stability
during the transformation. It looks like this: I do not
want here to go too deep into molecular matters of
chemistry proper. I could not do it better than Brent
Iverson's The
Golden
Rules of Organic Chemistry , but he addresses
students of chemistry with some relatively advanced
knowledge. Instead I will further discuss some aspects of
history as if human matters were a chemical phenomenon
with "motives and opportunities," not necessarily criminal
ones, although the word criminal has
already been used in references to Iraq war. Noam
Chomsky denounces American foreign policy certainly in
terms of criminality, but he is not interested in the
theoretical chemistry of human motives and opportunities.
Comparing
chemical reaction with crime, Brent Iverson means by motives
thermodynamics: chemical reaction is driven from one
stable state to another more stable state. The
transformations of molecules can run toward a less stable
state, but less stability means that the descent to more
stability is more probable than the opposite
ascent. Zillions
of individual molecules come to equilibrium. As
individuals, however, we do not make statistical
ensembles. Thus, we constantly run into awkward and even
dangerous situations in our private and professional
lives, but most of the time we try to extricate ourselves
from them and return to stability, whether old or new.
This is why we enjoy thrillers and adventures: all the
excitement without real danger. Instability
does
not last: this is one of the basic laws of nature. Molecular
life
and human matters are full of instabilities—this is
another one. Corollary:
instabilities
are visible in detail only on a fine time scale.
The
transition from the besieged but arrogant Iraq to the
final vision was designed, as in many chemical
transformations, in two stages: military and
reconstructive. The
chemistry of military operations in America is a
well-developed area of knowledge and equipment. The
military stage was smooth. The occupation stage, contrary
to unfounded expectations, ran into great obstacles
because of the American ignorance of the chemistry of the
same explosive Middle East substance that the President
and his confidants wanted to turn into wrinkle lotion.
There were enough knowledgeable chemists regarding the
motives and opportunities of the region, but they could
rarely be seen and heard outside the Charlie Rose
show. It became a lost opportunity. The ethnic
and religious differences in Iraq, the rise of the civil
war, the insufficient American military presence, and,
most important, incompetence of American civil and,
probably, even military leadership, about which history
has the last say, created impenetrable barrier—the lack of opportunity—between the initial
state and the final vision of the leadership. That vision
did not contradict any laws of nature. There had been also
an auspicious regional precedent: transformation of Turkey
into a predominantly secular state by Kemal Atatürk, which
was done by rather forceful methods in 1923-1938. By saying
that, I express a less harsh judgment about the current
(2007) presidency than many other observers. I would
reload part of the blame on the modern American
commercialized e-election system that, through TV,
computer, and phone elects the most electable
candidate instead of the best fit for service. This
system, as the last years have demonstrated, has an
obvious bug: the presidency can become uncontrollable
under the overwhelming power of his political party—an ominous parallel
with dictatorships. Unlike
dictatorships, of course, the same system periodically
empowers the voters to fix the bug at least for a while.
But what if the bug evolves, as some creature from space
in a Sci-Fi movie? Political
chemistry is quite close to the molecular one. The leader
has a vision, sets it as a goal, designs the way
(strategy) toward the goal, sets the reaction in motion,
and changes the strategy or tactics in case of an
impending failure. The strategy cannot do much with the
motive (some important chemical technologies work with low
or negative thermodynamic motivation), but it can do a lot
with opportunities by influencing unstable transition
states. By
definition, the transition state is fleeting and
ephemeral. Moreover, it is a chimera, half-Io and
half-heifer—an illegitimate, feeble creation, not the
Centaur who is fit for life. It is doomed to
complete the transformation, rarely reversible in
political matters, so that the window of opportunity
is very narrow. Besides, molecules move and
collide on their own, but people, equipment, money, and
information have to be moved. NOTE
(2016). This is why only a few people clearly saw the
coming Great Recession of 2008. This is the
Cassandra effect that manifests again and again through
history. The election campaign
of 2004, like all the other recent campaigns on my
memory, had spectacular moments of irreversibility when
the fate of the candidate was decided by a few
thoughtless words or even a single word—an evidence of
the inefficiency of the e-campaign. Not
waiting for the end of the story, I would say that the
American failure in Iraq was a result not only of
obvious ignorance, illiteracy, narrow-mindedness, and
arrogance, but also of more specific causes: 1. The
military is not supposed to do political chemistry. This
was often noted. The president, however, has an organic
aversion to diplomacy. 2. Lack
of flexibility, which comes from the lack of wide and open
discussion and just from intellectual laziness, results in
missed opportunities. I think that the Commander-in-Chief
has demonstrated this shortcoming in full measure. 3. The most
important reason, however, is the almost pathological,
cataleptic lack of dynamism. In chemical matters, whether
human or molecular ones, it is the speed of competing
processes that decides the short run outcome. As far
as the long run is concerned, what will happen in twenty
or fifty years is completely beyond human power. 4. The
previous point has its own partial reason: military
campaign was subordinated to political
interests. I believe that was an unintended consequence of
the Constitution. The founding fathers could never
anticipate an American war on the other side of the globe. I believe
that any successful CEO would do that part of the
presidential job much better. CONCLUSION
My
personal goal here has been to present a program of three
points, a part of the larger program Chemical View of
the World , repeatedly commented at complexity
and complementary simplicity
, both intersecting in this Essay: 1.
Complexity of the modern world is overwhelming. The
problem of complexity is the first obstacle on the way
toward solving other global and national problems and
transition to stability. 2. Sciences
and humanities must keep looking for a common language not
only between the two divided sides but also within
humanities, where such language does not exist. 3.
Chemistry—and Pattern Theory as generalized chemistry—is
equipped to deal with complexity from the position of
simplification. Metaphor, analogy, ideogram, pattern
analysis and synthesis, and something else that we do not
yet see can be tools for utilizing chemical experience in
human matters. This
program can be realized not by any grand theory or by
a grand prophet, but in the process of discussion
and exchange between professionals in particular areas—to
whom I do not belong—who find the program worth a thought.
For my
previous attempts to formulate this kind of a program, see
: TIKKI TIKKI
TEMBO: The Chemistry of Protolanguage , The Rusty
Bolts of Complexity, and others at complexity.
Finally, I will try to answer— half seriously— the three
questions posed in Part 1. BY ABILITY TO MINIMIZE INSTABILITY. Question: What does it
take to turn history around?
RISE THE TRANSITION BARRIERS ON THE
UNDESIRABLE PATHWAYS, LOWER THE TRANSITION BARRIERS ON
THE DESIRED PATHWAYS, AND BETTER DO IT QUICKLY. Thermodynamics
tells us that in non-equilibrium
systems, to which all forms of life on earth
belong, including human matters, our
task is to take care of order. Nature will take
care of chaos. NOTE:
I omit here the factor of temperature, which is
discussed many times elsewhere at this
site. There are also other untouched aspects
to which I may return. I am interested, in particular, in: 1. Illustrations of the kinetic nature
of history. 2. The practical value, if any, of the
ideas presented here and in complexity. 3. "The three questions" in depth. 4. Survival chances of the
American civilization in global change. 5. An amplified
picture of some recent and current
transition states. 6. Is a new ideology
possible? APPENDIX
1 As a counterexample, I venture to
present my own opinion on the subject of international
justice. Within a framework of a state or a
tribal society, law or tradition defines the difference
between the just and unjust. It would mean little without
a court or at least a judge ant the apparatus of
enforcement. There is no such international law, common
tradition, and enforcement. The United Nations does not
count, as its entire history testifies. Obviously, as
Chomsky illustrates again and again, America violates its
own declared principles, and so does everybody else. If
so, to change this basic reality may be as futile an
intent as to make perpetuum mobile. And yet
somehow America is not the worst place on earth and it has
even enjoyed long periods of stability, respect, and
influence, never losing the attraction for
immigrants. Noam Chomsky's invective against
America can be easily sympathized with, at least in part.
The last couple decades have culminated in the shameful
feast of incompetence and drastic decline of American
prestige, which, of course, is in the eyes of the
beholder, as anything else in the political arena.
Irregular alternation of rise and decline, however, is the
only law of history that knows no exception. As Winston
Churchill noted, "You can always count on Americans to do
the right thing—after they've tried everything else." The precedence of universal
international interests over national interests seems to
me the main idea of Noam Chomsky, and as an atom of this
nation I am entirely for the precedence of
national interests. I am also for the precedence of
the national interests of other nations with which I
sympathize over the interests of aggressive, violent, and
intolerant governments and group. I have no other choice
in the absence of the world government, comprehensive
world court, and world prison. It does not mean that
I give a blank check to my government or to any particular
party. Just the opposite, I am as disgusted by the
American politics of the last six years (2001-2006) as
Noam Chomsky, and probably even more, because I have been
sensitized to government idiocy by my previous Soviet
life. I begin to understand, however, why most Americans
take it much easier: to wander and stray is the natural
mode of scouting the future in a democracy that always
argues with itself. APPENDIX
2 Noam Chomsky, having introduced the
Martian, further writes that the Martian would not recall
any "Khrushchev moment." The Soviet UN Ambassador had not
made any comparable to Adlay Stevenson's (US Ambassador to
UN) "moment" about the preceding placement of the American
rockets in Turkey. In fact there was enough display in the
Soviet Press, which I well remember, but Khrushchev
preferred to made practical steps in Cuba. About the historical episode, see http://en.wikipedia.org/wiki/Cuban_Missile_Crisis and other numerous sources. Noam Chomsky justly notes that Russia did not plan to invade Turkey. He does not recall, however, what the Martian must have remembered: the Soviet subjugation of Eastern Europe, penetration of the Third World, and the general global Communist doctrine. All that ultimately culminated in the invasion of Afghanistan. By that time the Russians had enough rockets, but it was as much a failure as the American invasion of Cuba when America had an overwhelming military advantage. |
|
APPENDIX
3:
CHEMICAL STORIES (can be skipped)
The following two stories are taken
from the site Organic
Syntheses , intended for
professionals. http://www.orgsyn.org/
. Comments in square brackets are mine.
STORY 1 SYNTHESIS OF 6,9,12,15,18-PENTAMETHYL-1,6,9,12,15,18-HEXAHYDRO(C60-Ih)[5,6]FULLERENE
link (attention!
very long)
[COMMENT. This is the title of
the story: the long word in red is the name of the product
which is obtained from C60, known as fullerene.
Any chemical name is a word of an artificial language. It
uniquely identifies the structure of the molecule. A
picture of the molecule can be reconstructed from the
legitimate name] . Submitted
by: Yutaka Matsuo, Ayako Muramatsu, Kazukuni
Tahara, Madoka Koide, and Eiichi Nakamura [COMMENT.
They wrote the script of the story and actually performed
what the story describes, somewhat like the playwright,
director, and actors].
[COMMENT. The following picture is the
concise visual representation of the story. It tells the
chemist what happens in a nutshell. Some main
participants are shown above the arrow and the secondary
ones, such as solvent and catalyst, as well as the
physical conditions, are below].
[COMMENT. Here is only the
beginning of the story. I break it into scenes as if
it were a movie script:]
[COMMENT.
The next story is much longer. It consists of three
separate episodes.] STORY
2
SYNTHESIS OF 2α-BENZYLOXY-8-OXABICYCLO[3.2.1]OCT-6-EN-3-ONE
BY [4 + 3] CYCLOADDITION link
(attention! very long)
[COMMENT.
Here is the first episode (A) . I omit the next
two].
The
resulting
mixture is heated at reflux for 2 h using a Dean–Stark separator for the
removal of methanol.
Benzyl alcohol
was purchased from Lancaster. p-Toluenesulfonic acid was purchased from Aldrich.
NOTE (2016). Just one
year left to the Great Recession, which is still felt
ten years later. That has been an
ongoing story, which is predicted to repeat as
pattern.
The stories of Hitler
and Mussolini are being recalled by some observers of
the ongoing US Presidential
Election campaign. |
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