Essay
8. On
Buridan's Ass
" If you
have a correct statement, then the opposite of a correct statement is
of
course an
incorrect statement, a wrong statement. But when you have a deep truth,
then the opposite of a deep truth may again be a deep truth.
" Niels
Bohr made this often quoted remark in the context of the emerging
quantum
physics and the complementarity
principle he had suggested. The examples that he used to illustrate
his idea were far from quantum physics, however: 2 x 2 = 4 as a correct
statement and "God exists" as a deep truth. Because of its very general
character, Bohr's idea was even posted as " meeting
ground of science, philosophy and religion." I wonder if
anybody
noted that by exalting the quotation as a deep truth we make it
self-denying.
On such a shaky
ground I can hardly expect producing anything but a shallow truism. Yet
the idea that fascinated me in my youth seems such a good seed for an
essay!
To face two
contradicting
true statements could be a very discomforting and dizzying experience.
What is good for the electron is not quite good for the mind. If both
ideas
are of equal stature, the mind can be suspended between them like the Buridan's
ass that died of hunger, incapable of making choice between two
equal
bundles of hay. If an idea is either true or not, then all true ideas
are
equally true. But there could be some way to measure the value of truth
to trade one truth against another.
The Buridan's
condition
can, in principle, affect a collective, corporate, or even a national
mind.
I witnessed the first case of a split national mind in the Soviet Union
when it had not yet been “former.” The Russian psyche, for example, had
to reconcile two particular ideas:
1. People have personal
property and the rest belongs to the people.
2.
People
have personal property and the rest belongs to the state.
The only way to embrace
both ideas was to identify the people and the state, which would be a
big
mistake in any society.
The split went deeper:
1. We have freedom of
speech.
2. Everybody who criticizes
the political system is a criminal.
1. We have free democratic
elections.
2. There could be only one
candidate in any election.
And so on.
When people wonder why
Russia,
more than ten years after Communism still does not look like a normal
country,
its prolonged recovery from a grave mental condition could be an
explanation.
As an appropriate metaphor for it, national schizophrenia
sounds excellent.
Although schizophrenia means split
mind, it is not quite what its Greek name might suggest. Its
pathology
comes from the split between the mind and the reality. Rather,
schizophrenia
is broken mind.
There is a psychiatric
condition called split
personality (multiple personalities), but the patient can
have only one personality at a time.
Probably, the best term
could be cognitive
dissonance (see
in-depth ), if only it did not sound so terribly technical.
Interestingly,
the concept is almost as old as computer technology. Not being a
household
name, it is something we are very much familiar with because human
psychology
is about what we can see with our eyes closed.
Cognitive
dissonance looks very much as the true split mind. It occurs when
two
or more logically incompatible ideas have to share the mind like two
bears
in one den. Struggling for peace, the mind usually pretends that one of
the bears does not exist or is not a bear but a groundhog.
In my opinion, an exemplary,
although
casually recorded, case is that of the first woman on earth. Yet
unnamed
at the time, she quotes God to the serpent : "God hath said, Ye shall
not
eat of it [fruit of the tree of knowledge], neither shall you touch it,
lest ye die" (Gen., 3, 3). The serpent reassures Eve: "Ye shall not
surely
die," and throws in more arguments. Eve acts upon the totality of all
contradicting
information, observations, and natural instincts, thus resolving the
dissonance,
and I see no evidence that her progeny ever regretted it.
In extreme cases, the
mind
is in agony. In others, the result looks more like flipping the
sign
with OPEN and CLOSED on a shop door. It is closed for the night but
will
be open in the morning.
An example of a trivial
cognitive
dissonance is the struggle of two ideas: it is good to drink at a party
and it is bad to drive under the influence of alcohol. This conflict of
ideas can be solved relatively easy and the sign permanently shows
CLOSED
to the bad choice. The technical solution such as a designated
driver
is also available.
The Hamlet's
predicament is a classical example of the grand cognitive dissonance,
alias,
internal struggle.
To be, or not to be: that is the question:
Whether 'tis nobler in the mind to suffer
The slings and arrows of outrageous fortune,
Or to take arms against a sea of troubles,
And by opposing end them?
An easy solution is not
to
do anything, trust the power of time, and let the things take their
course.
That was, actually, the attitude of the majority of the Soviet people.
Hamlet takes arms and dies.
In Sophocles' Antigone, written
around 440 B.C., the eternal conflict between law and personal duty is
represented by king Creon and Antigone who do not have any doubts about
their respective stands. It imposes a dilemma on the population of
Thebes,
as well as on the mind of king's son Haemon who is torn between the
filial
obedience and love to Antigone. The tragedy ends as a tragedy, not as a
Hollywood movie, and all the good guys die. The conflict was only
slightly
rearranged by Shakespeare in Romeo and Juliet. For the people
of
Thebes, however, like for the people of Verona and theater audience of
all times, the conflict is not personal, it is purely abstract.
Here the
subconscious
physiology
plays little role and all the cards are on the mental table.
Literature is powered by
conflict. If not for cognitive dissonance, with its overtones of drama,
suspense, challenge, and risk, we would not have any creative writing,
no epics, no romance, and no detective stories, either.
Unlike Hamlet, Antigone
does not have any doubts. The hero who reflects and vacillates comes
later
in history.
One can ponder “to
be or
not to be” for years, but the smoker's dilemma requires an immediate
decision.
In the struggle between “it is good to smoke” and “it is bad to smoke,”
the choice between wisdom and pleasure is literally a matter of to be
or
not to be.
The smoker's dilemma is
the most often cited example of cognitive dissonance. Because of the
substance
addiction, however, the somber drama displays in deep physiological
cellars
of the brain where mind has little power. It is really an impasse, the
mind is cornered, and there is no cop-out. There is no such thing as a
designated smoker. A nicotine patch? The love triangle is
of
the same nature, but love mercifully turns off the reason.
The mind tries to
reduce the discomfort in one way or another, sometimes, by ignoring the
information that aggravates dissonance or adding weight to the
information
that alleviates it.
With the rising din of the
twentieth century, dissonance became a common device of modern art,
especially,
in music, painting, and theater. The Picasso's
women seen from both front and back and projected on the plane like the
map of the world (see, for example, Femme couchée
jouant
avec un chat, 1964 [OPP.64:06] ), exemplified the new dissonant
vision,
while others ( Femme nue couchée, 1964 [OPP.64:05]), Tête
de femme, 1941 [OPP.41:12], Nu assis aux bras levés, 1940
[OPP.40:02] ) invoked the images of a broken mind, which was also the forte
of Francis
Bacon. Picasso, known as a cruel woman-hater, took it out almost
exclusively
on women, while Bacon gallantly diverted it on himself.
The art of René
Magritte (whom I like very much) was based entirely on the visual
dissonance.
Maurice Escher tried to catch the fleeting moment of transition from
one
opposite to the other.
The sharp logical
dissonance
in statements referring to themselves, like "This
sentence
is not true" generated a massive amount of mathematical research
in the twentieth century. If it is true, then it is not true, and
if it is false, then it is true. Can we resolve the dissonance? The
famous Gödel
Theorem was
born out of the problem. Its
substance
and scope are highly technical and complicated, but the proof carries
grave
philosophical implications. For
instance, "...one can expect examples of logical statements (ex.:
'Is
secession constitutional?') to arise that are neither provable, nor
disprovable,
within a complete logical framework." One should not be surprised
when the collective mind of the Supreme Court is split.
The scientific ideas that have
survived for half a century, keep developing, and even make inroads
into politics deserve deference.
I believe that cognitive
dissonance is only one case of a very general situation when a system
seems
to be in two incompatible states at the same time.
The general
situation
spans,
in part:
from the pendulum
of a
grandpa's
clock
to the love triangle, which is not a static geometrical
figure but a vacillation between two extreme positions,
from chemical
equilibrium
where a mixture of molecules A and B turning into each other
comes to a constant
ratio A/B (it seems like nothing is going on, but the equilibrium
is
dynamic: at any moment some
of A turn into B and an equal number of B turn into A),
to a tight election campaign where the pool of undecided
voters, like a swarm of gnats, creates a cloud of
uncertainty,
from the old
sophism
about
chicken and egg
to the problem of what came first in molecular evolution,
DNA or proteins,
from quantum
properties
of
a photon, torn by probability between two positions,
to the mind of a gambler choosing between red
or black of the roulette,
from mathematical
paradoxes
to the psychology and psychopathology of stock market.
from the dilemma of
a
religious
believer who has to choose between the Bible and Darwin
to the dilemma of the prison doctor who has to decide
whether to treat a mentally ill prisoner on death row
so that he could be executed.
In the range so
wide,
the word dissonance is hardly applicable. Nature does not know
dissonance:
the mind does.
Mind is complex, but there
is little more we can say about mind. In the state of cognitive
dissonance,
mind is like a molecule that tries to decide whether it is A or B.
While
it is deciding, it is both.
Where a psychologist
declares cognitive
dissonance, chemist, like myself, would use the term transition
state for the ephemeral evasive structure existing for a
short
time in a chemical reaction and capable of either returning to the
initial
stable state A or advancing to the final stable state B. Nothing in the
transition state indicates which way it will go.
A historian would
use the
word crisis or revolutionary situation, describing the time of
upheaval
and confusion, when only the historian knows post factum how
the
events would turn out, but the actual participants had no idea.
The
presidential election of 2000, with all its bewilderment, presented a
colorful
example of a short-living, only hours long, transition state on a
smaller,
sub-historical scale. A historical transition can take centuries, as
happened
with the Industrial Revolution, and it can be observed in all details
if
the records are available.
In short, it is the
moment
of transition, emergence, uncertainty, ambiguity, and gray area between
yes
and no that decides the fate of
individuals
and nations. It is something that 20%, 50% or 80% yes
and the rest is no. Looking back,
everybody
can see at least one moment of irreversibility that changed our lives
forever,
"point of no return unremarked at the time in most lives," as Graham
Greene, a great analyst of the dissonance, wrote in the beginning
of The
Comedians.
What happens
between
an offer of a recruiter to a potential spy and his acceptance (or
rejection)?
What happens between the call for help and rushing between an armed
criminal
and his victim?
In general, what
happens
between tossing a coin and its hitting the ground? Even the theory of
probabilities
has no answer. Metaphorically speaking, the mind of the falling coin is
split fifty-fifty.
Suppose,
a new reality becomes known in the form of new event (like a high
school
shooting), scientific idea (human cloning), discovery (protein as
infectious
agent), social shift (toward temporary and disloyal employment),
political
development (scandal), act of war (God forbid!), or act of God hurling
an asteroid toward the sinful planet.
Often only a
minority
cares.
If an individual takes the news close to the heart, his mind must take
a stand. Sometimes, the majority is united on the subject. Sometimes,
society
splits into parties sticking to two different opinions, while the
undecided
are in significant minority. Sometimes, both sides are just minorities.
Initially, while the news
is fresh, everybody knows only his or her own opinion. The next
transitional
stage is the information about the opinions of other individuals.
As soon as the opposite
sides are aware of their mutual positions, their numerical strength,
and
the implications of the split, we can speak about a dissonance in the
collective
mind. The opposites create each other, leaders step in the limelight,
money
is raised, lobbying is launched, lawyers hired, and the two mental
bears
start a wrestling round with a bear hug.
People mostly have no
problem
with choosing their positions. It might happen, however, that the
individual
choice is difficult.
With my mind perversely
attracted to inconsistencies, I noticed some familiar symptoms in
America.
The issue of abortion
presented
the biggest problem to me. When soon after my arrival to America I saw
for the first time lonely protesters in Chicago, I could not believe my
eyes. I thought the legal and affordable abortion during the first
three
months was one of a few civilized features of Russia.
The concept of
freedom,
as
I understand it (certainly, whatever you say about freedom will be a
deep
truth), allows everybody to make his or her own decision, especially,
of
a very private nature. If there is freedom of religion, why is there no
freedom of reproductive choice? Yet men who know neither pregnancy nor
abortion nor the true burden of childcare dictate women who are not
even
their wives or mistresses but complete strangers what to do or
not
to do during pregnancy. All they can reasonably do is to take a vow not
to perform abortion on themselves and each other.
The dissonance
sounds
within
two pairs of ideas:
1. Person is a born
human.
2. An unborn human is a
person, too.
1. Religious views
cannot
be imposed by the government.
2. Religious views on
conception
and pregnancy must be the law for everybody.
Another case of
split
mind
concerns violence.
1. The culture of
entertainment
demonstrates and glorifies violence. Violence sells.
2. The cultural, religious,
and social tradition forbids violence. Violence is destructive.
Or, to put it differently:
1. We advertise
products
and behavior by showing happy and successful people who use them and
unhappy
clumsy people who don't. The law forbids violence. We do not advertise
violence.
2. We advertise violence
by showing around the clock good, attractive, and successful men and
women
slaughtering other people in an elegant and efficient manner.
Next:
1. Tobacco is a
legal
product.
Its health hazards have been in public domain for a long time.
2. Manufacturers of tobacco
are sued for the harm done to the smokers.
While tobacco
manufacturers
can be sued for making completely legal products, the makers of violent
entertainment cannot.
Another ear-scratching
dissonance
comes from the discussion on guns.
1. The criminal (or the
human nature) kills.
2. The gun kills.
Some cases relate to education:
1. All people are different
2. All people can equally
succeed in learning
Others complicate
the
problem
of freedom of speech:
1. Everybody is free to
express her or his personal opinion.
2. Nobody should offend
others with his or her opinion.
An entire class of utopian
expectations or self-contradicting measures grows from the counterpoint:
1. Men and women are
different.
2. Men and women are
equal. (Therefore, "his or her", Xena the Warrior Princess, etc.)
1. Save
the caribou.
2. Save the low gasoline
price.
1. Limit the
tobacco
growing
to save the smokers from further damage.
2. Tax the smokers to pay
the tobacco growers to save the smokers.
The pure case of
national
schizophrenia was recorded by Jonathan
Swift as the conflict between those who break the egg at the large
end and those who break it at the small end:
1. It is
convenient,
customary,
and natural to break eggs at the large end.
2.
The law requires the
opposite way of breaking eggs.
Being a strong
believer
in
gun control and the power of numbers, I wanted to make a case against
the
guns, using math as an evidence.
Probability
has always had a mystical aura in my eyes. I am crossing the street and
the goddess of probability hovers over me making a quick decision
whether
the oncoming car will hit me or stop at the red light. I live my life,
and after a certain age, probability to die next day is growing faster
and faster, like an evening shadow. And in fact, the car does not hit
me
because the probability is low and I die because the probability is
high.
The amazing thing is that whether the car hits me or I live to
100
years, either way it will be justified by probability.
Probability makes us nervous
and assured, self-destructive and cautious, hopeless and energized.
Hope
is probability. Fear is probability. An umbrella is probability. It is
a powerful factor in our life, driving millions of dollars and driven
by
megawatts of energy. This is awesome, taking to account that the value
of probability can never be more than one and less than zero.The
immaterial
probability has a very intimate relation with energy, but this my
private
obsession deserves a separate essay.
Probability is a more agile
sister of cognitive resonance: a rapid swinging between yes and no,
so
rapid
that
we sometimes do not see the extreme positions. Probability is the
fraction
of yes in the superposition of yes
and no.
Next follows a
primitive
example of dealing with probability, which may well be skipped.
Here I
have in
mind
only one property of probability, which can also be discovered by using
common sense. For the
experiment we need two identically shaped objects
of one kind and two of another kind. It is remarkable that
dollars, all
of the same size, is the only category of such objects that we
always—almost—have
on hand.
If we have
$1
and
$20 bills in the left pocket, the probability to pull $1 is 1/2. If we
have the same bills in the right pocket, the probability to pull $1 is
also 1/2. The probability to draw $1 bills from both left and right
pockets
is 1/2 x 1/2 = 1/4. This can be checked by repeating the drawing many
times.
In approximately a quarter of all drawings we will pull $1 from both
pockets.
To arrive at this conclusion
theoretically, we simply need to list all possible independent events:
Evidently, the $1 &
$1 combination is only one of four outcomes.
If there is
event
A with probability P(A) and independent event B with probability P(B),
the probability of the events A and B happening simultaneously is the
product
P(A&B)=P(A)*P(B).
This
illustration
tells us something about probability. We can get the result in many
cases
without any complex mathematics, using our common sense and calculating
the total number of all possible events. We need more mathematics only
for more intricate questions.
The laws of
probability
are much harder to dispute than Darwinism. They can be tested with the
same result on various models 24 hours a day. In Bohr's terms, it
is a trivial truth.
Let us take the
case of
gun
violence. If the probability that today a man firmly decides to kill
another
man in Murdertown is P(Murder) and the probability that a man possesses
a gun in the same town is P(Gun), than the probability of a murder with
a gun is not more than the product of two probabilities. P(Murder &
Gun)=P(Murder)*P(Gun). Actually, it is lower, because it should be
multiplied
by the probability that the victim is within reach.
What this trivial truth
tells us is that if P(Gun) is very low, P(Murder & Gun) will be
still
lower. If P(Gun)=0, P(Murder & Gun) will be 0 even if P(Murder)=1.
This is because probability is a fraction and if we multiply two
fractions,
the product will be less than any of them: 0.5 * 0.1=0.05. This
reasoning
might be not so accurate and even naive, but it illustrates the
principle:
the probability
of two
simultaneous independent events equals
the product of
their
separate probabilities.
Therefore,
the
limits
on gun possession will have a powerful reducing effect on the
probability
of gun violence. If the violence is reduced, then there is less
reason
to have arms.
I hope this is a rational
argument. One can find scores of rational pro-gun
arguments, too. It is hard to disagree that in a violent country
one
has to protect himself. On the other hand, in a civilized country it is
the government's job to protect the citizens in a professional manner.
For the sake of variety, it is nice to see an anti-intellectual and
anti-government
society still based on western values, but the combination of the basis
and the superstructure sounds a little bit out of tune.
In my search for the truth,
whether deep or shallow, I decided to look at the numbers on the
Web. I was surprised that the statistics did not jump on me from the
screen.
It was difficult and sometimes impossible to find reliable data.
I found the number
of gunfire victims surprisingly low:
There were a total of 30,708
people killed by guns in the U.S. in 1998. Of these:
* 17,424 were gun suicides.
* 12,102 were gun homicides.
* 886 were unintentional or "accidental" shootings.
* 316 were shooting deaths of undetermined intent
At the same
time,
the number
of traffic fatalities told me that:
About
41,345 people lost their lives in traffic crashes during 1999,
in
1998 there were 41,471 fatalities.
Since one does not
need
to
be the driver in order to get hurt in a crash, the entire population is
at risk. The risk to be killed by car is higher than the risk to die
of
bullet. There are dangerous neighborhoods, and there are dangerous
intersections.
It is obvious that
the use of cars must be limited in order to save lives. The murderer
does
his best to kill, while the driver does his or her best not to kill and
not to die in a crash, and yet more people die in crashes than of
bullet.
On the second
thought, if
we protect spotted owl and sea turtles, why not to protect human
fetuses?
Thinking about all
that, loosing ground under my feet, and feeling dizzy like from This
sentence is false, I felt as disoriented as a compass on the
North
Pole, where every direction points to the South. All I could do was to
formulate some personal opinions.
Niels Bohr was
absolutely
right: a deep truth is as true as its opposite. This can be possible,
however,
because both are equally irrelevant for basic human needs. The general
course of life is driven by shallow but practical, singular, and
opportunistic
truth of the moment.
Whatever the law, there
is always a significant probability that the killer will find a gun,
the
unwanted pregnancy will be interrupted, men and women will be equal at
some opportunities and unequal at others, most people will carefully
consider
whether to speak their minds under the circumstances, some people will
learn and succeed more than others, ads and entertainment will appeal
to
basic and base human instincts, religious ethics will not stand against
the pursuit of health and beauty, and the eggs will be broken at the
most
convenient end.
Deep or high truth is the
truth shared by such a large number of people that the opposite
of
it is shared by a comparably large number, too. Quite automatically, as
soon as one truth spreads and acquires the status of the grand truth,
its
opposite attains the same status by default, ceases to be a heresy, and
its proponents begin to consolidate the ranks around leaders, worship
martyrs,
raise money, and lobby the government. The necessary condition
is,
however, that the truth is really irrelevant to basic human needs, like
the question whether to cross oneself with two or three fingers, and
personal
experience does not provide any clue. On the contrary, it is vitally
important
to know that 2 x 2 = 4 in order to keep the personal finances sound.
The absolute majority of
people have always believed that personal security, pleasure, comfort,
health, beauty, and wealth are good. The opposite view remains heresy,
sectarianism, or sainthood. On the contrary, the deep truth is
abstract
and open to doubt and debate.
People hold on to a
pragmatic
individual truth regardless of what other people think. This is not
quite
so with a collective truth, otherwise known as deep truth, which exists
only because there is an opposite collective truth.
Paradoxically, the truth
is shallow if an overwhelming majority of people shares it. A
fifty-fifty
split national mind is the perfect certification of the depth (more
government?
less government?).
Therefore, the closer the
fraction of believers to 50% , the deeper the truth. If the ratio is
small
or large, it means that one deep truth is less deep than its opposite.
On the other hand, a deep
truth is only a half-truth. Does idealism make sense? Why do we want to
save the whales and limit the
use of sonar necessary for the safety of people in submarines?
Ban the submarines!
Ban
capitalism!
Down with the government!
Youth is a
transition
state.
National schizophrenia is a transition state. Insoluble contradictions,
dissonance, undecidable measures—it is all, like in chemistry, is an
ephemeral,
on historical scale, transition state of social change. Even the
mind-boggling
contradictions of the Soviet Communism were an evidence of an overdue,
frozen transition. Having seen both, I truly believe that democracy and
tyranny are not the logical opposites but the opposite ends of the
single
scale, like cold and heat are simply temperatures below and above the
body
temperature.
Nothing can drive large
masses of people in one direction as effectively as abstract,
irrational,
nebulous, and idealistic goals. They turn human molecules into solid
bodies
that can perform mechanical functions of destruction and construction.
Nothing can as effectively resist the flocking instincts as tightening
the screw on basic, almost animal, human needs. Rich society protects
the
whales, poor society tries to survive and eats rats and dogs.
Each time we give to an abstract
idea (sanctity, global domination, democracy, national pride, even
freedom)
a priority over basic human needs, we move toward the totalitarian end
of the scale.
The secret of a totalitarian
state, whether Fascist or Communist or any other past or future form,
is
that it starts with idealism, i.e., with a deep truth. When it becomes
evident that idealism works against basic human needs, the population
must
choose between a dire deprivation of human needs and whatever else the
government drives into their minds, so that any flocking and resistance
is out of question, and "whatever else" is accepted to ease the
dissonance.
Good-bye whales, caribou, and spotted owl!
Well, I have arrived at
the shallow truism that I anticipated in the beginning. All that has
been
well known, analyzed, and recorded as one of the major lessons of the
twentieth
century and is quite trivial. For somebody who, like myself, has lived
through most of the twentieth century, however, it never fails to raise
the plumage of late and futile emotions.
But what about the
Buridan's
ass? The modern solution of the problem seems to be that any complex
dynamic
system—and animal mind is more than enough dynamic and
complex—experiences
fluctuations. No balance is balanced and no equilibrium is equilibrated
forever. Pretty soon there will be a moment when one bundle of hay will
look bigger than the other. Besides, a gust of wind could move one
closer
to the mouth than the other. Thus, in the 1930's there was a period of
hesitation of idealistic Western intellectuals between the capitalist
and
socialist bundles of hay, but the winds of history, starting with the
Communist
repressions and Hitler-Stalin pact, showed that the equality was an
optical
illusion. It is hard to blame the idealists in times when the
capitalist
bundle of hay was severely shaken out by the Great Depression.
This is how history
is
made
and our lives are lived. Something always happens in our lives and in
history
because any hot enough complex system is full of chaos and driven by
probability
and not certainty, and so we fall into the trance of our dissonant
transition
state and come out of it to a landscape that has changed, and we
ourselves
look different in the mirror, notice gray hair, and this is how life
walks,
one foot firmly on the ground and the other in the air, one step at a
time,
mostly standing still, and rarely jumping with both feet above the
ground,
causing an eerie, electrifying sensation of losing one's mind.
If we still have $1
and
$20
bills, we can conduct another experiment: show them to a man in the
street
and suggest to take one. If we do it many times, the statistics is easy
to predict. The probability that the man will take $20 will be very
high,
as compared with taking $1 or not taking any. Therefore, the fact that
the bills are of equal size cannot deceive basic human instincts. Well,
we still have to run this experiment before we state anything.
If you asked me
what next
abstract idea is likely to be given priority over basic human needs in
America, with potentially destructive results, I would reluctantly say:
Equality.
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